A sociology of human rights sounds almost like a contradiction in terms. Sociology is about social groups, about particular experiences, about how people, embedded in space and time, make sense of their lives and give meaning to their world. It deals with power and interest and the social bases of our experiences. On the other hand, human rights are about human beings in general, without temporal or spatial references, not about groups and their boundaries. Human rights are about humanity, located in the world and connected to an inviolable nature. Global media representations, among others, create new
Una sociología de los derechos humans suena casi como un oxímoron. La sociología se fija en los grupos sociales, en las experiencias particulares, y en cómo las personas, marcadas por el espacio y el tiempo, dan sentido a sus vidas y atribuyen un significado al mundo. Trata del poder, el interés y la base social de nuestras experiencias. Contrariamente, los derechos humanos se refieren a humanos en general, sin referencias temporales ni espaciales, y no a grupos y sus límites. Los derechos humanos tratan de la humanidad, ubicado en el mundo y conectado con su naturaleza inviolable. Representaciones mediáticas globales, entre otras, crean
A sociology of human rights sounds almost like a contradiction in terms. Sociology is about social groups, about particular experiences, about how people, embedded in space and time, make sense of their lives and give meaning to their world. It deals with power and interest and the social bases of our experiences. On the other hand, human rights are about human beings in general, without temporal or spatial references, not about groups and their boundaries. Human rights are about humanity, located in the world and connected to an inviolable nature. Rights and dignity come together and they travel without any kind of sociological clothing. Human rights have turned into questions of belief and contain the aura of the sacred. It is, therefore, a challenge to construct a sociological analysis of human rights without reducing them to power struggles or the politics of interest.
To avoid, what we think is a misleading dichotomy, we demonstrate how, once institutionalized, human rights norms themselves constitute political interests shaping power balances and the relationship between universal identifications and particular identities. Our central claim is that the social embeddedness of human rights is connected to memories of catastrophes, more specifically, the changing representations of the extermination of the Jewish people during the Holocaust. It was this particular experience that became the universal mirror onto which the precarious vulnerability of human beings has been projected. Our sociology of human rights shows how this universalization operates through different forms of remembrance. Through the analytic prism of historical memories –which refers to shared understandings specific pasts carry for present concerns of a political community– we provide an explanation for both the salience of human rights norms as a globally available repertoire of legitimate claim making and the persistence of particular identities. Paradoxically, as we will show, when memories of the Holocaust become enshrined in commemorative practices treating them as the paradigmatic violation of human rights, it is likely to reinforce a split between universal and particular modes of identification.
An early attempt to construct a sociology of human rights that recognizes the precarious relationship of particular (i.e. national) citizenship and universal (i.e. global) human rights can be found in
The foundations of human rights have changed considerably since the end of the Cold War and in the context of global interdependencies. During the last six decades numerous challenges to the particularistic presuppositions that inform the dispensation of rights based on national belonging have been observed. “With the erosion of national citizenship, Marshall’s three forms of rights (legal, political and social) have been augmented by rights that are global, namely environmental, aboriginal and cultural rights” (Turner, 2001: 189). Human rights as a global issue are, of course, not a new phenomenon. Its origins can be traced back to the late 18th century and the international formalization starting in the late 19th century. Its beginnings are “marked by attempts to extend the processes of delimiting public power to the international sphere, and by attempts thereafter to transform the meaning of legitimate political authority from effective control to the maintenance of basic standards or values, which no political agent, whether a representative of a government or state, should, in principle, be able to abrogate” (
This “human rights turn” and the concomitant transformation of nation-state sovereignty, we suggest, raises new questions about the Hobbesian quid pro quo of freedom and protection. Following Hobbes, people’s appreciation of the security the state can provide is a direct function of how insecure they feel. Fear of violent death and the desire for self-preservation lead to the acceptance of the Leviathan as the ultimate protector, essentially providing the reasoning behind the legitimacy of modern state sovereignty. The Human Rights Regime too seeks to liberate us from the fear of violent death. Both, the Leviathan and the legitimating power of the Human Rights Regime are predicated on their ability to inspire a fear of punishment and violation. Hobbes accomplishes this with references to a “state of nature” that is characterized by anarchy and a war of all against all. It conjures up an imagery of “violent death”, that ultimately explains the delegation of legitimate authority to the state in return for protection. While Hobbes’ state of nature is a pre-historical construct and asks of people to forget their desire for immortality, memories of the Holocaust function as the historical reference point for what happens when states turn from being protectors to violators. Here people are not only mortal but can be disposed of at the will of a brutal and sovereign state.
The prevalence of memories of state sponsored human rights violations and their legal inscription in the global age are challenging the foundational Hobbesian contract. The Holocaust underscores that the state does not provide security and in some cases the Leviathan can become the biggest executioner of them all. People obey the state because of a fear of violent death that supersedes the fear of the state. After 1945, at least in the European context, memories of chaos and civil war and the constant fear of the potential for violent death have become the source for shifting some legitimacy to nation-transcending, i.e. human rights principles. Alternative conceptions of (citizenship) rights have emerged that challenge the national premises of solidarity, long cultivated through memories of war and blood. It has been replaced by the global market, consumption and mutual indifference (Sznaider, 2000).
Elsewhere we have described the ascendance of a Human Rights Regime as a Leviathan writ large (Levy and Sznaider, 2004). Unlike Hobbes’ imaginary state of nature, the human rights narrative is based on concrete historical references. But like Hobbes, it ultimately tilts toward an abstract historical scenario that is less about the actual abuses than about a new illusion of protection. There is no “space” for “barbarous acts” to be treated as “normal” occurrences and become part, of say, the daily news. Here the commemoration of the Holocaust as a universal code for human rights abuses ultimately is about forgetting the particular experience and redirecting the focus on symbolic, political and cultural practices that underscore the “solution” offered by the Human Rights Regime rather than engaging with the “problem” in concrete fashion. Here too, it is the unbearable coping with particular forms of violations and violence that has to make room for our desire for security and protection. In other words, the politics of memory assumes a similar a-historical dimension that Hobbes’ state of nature is predicated on.
It is this fragile contract that explains the conditionality of the Human Rights Regime. The transformations of warfare and terrorism, among other things, can explain these new developments and throws the state back to its founding moment: the provision of security for its citizens. As we will show in our concluding section, new security threats, the breakdown of states and other developments operate as stark reminders for the precarious nature of the Human Rights Regime. In what follows we specify the conditions under which the balance between particular identities and universal identifications is shaped. By extension the salience of human rights norms is a function of how abstract memories of violations and particular memories, as well as fears of violent death, are contending with each other.
Does this dichotomy ultimately mean that a social analysis of human rights is a contradiction in terms? Is that the reason that by and large, sociologists have avoided the subject of human rights in theoretical terms? A brief and schematic look at the causes of this lacuna is instructive. In general terms, sociological thinking counters the belief that politics should be guided by theoretical doctrine and universal principles and appeals to abstract rights. On the other hand, it is exactly this kind of metaphysical zeal rejected by sociological thinking, which is at the heart of the contemporary project for a global Human Rights Regime. The conceptual dearth is, primarily, the result of the national caging that coincided with the birth of sociology and remains the hallmark of social theory. This national focus is compounded by the aforementioned Hobbesian social contract between a collectivity and a sovereign. Since the protection of a particular community has primacy, there is little conceptual and political space left for a nation-transcending universal approach. One could even argue that this national container is endemic to the broader sociological enterprise. Sociology is about exclusion and inclusions, i.e. about social groups and solidarity of which the nation is a prominent category. As such, it is mainly about the definition of group boundaries, with manifestations such as communitarianism and ethno-nationalism on the far end. In contrast, human rights are about the breakdown and abolishment of boundaries. It is about humans and not about embedded people in communities. It suggests a cosmopolitan solidarity not based on communal allegiance.
In the history of political thought, it is the difference between Kant and Rousseau. A universal Human Rights Regime is no longer the “General Will” of modern democracy, as mapped by Rousseau onto the nation and woven into the sociological theories of Durkheim and Weber. Rousseau’s General Will was not only the foundation of modern relativism; it is also the source for the modern idea of the nation not merely as a collection of followers, but as the institution that reconciled freedom and determinism. It was the birth of society as national society. In the course of the 20th century, the “general” has become synonymous with the universal, and that universal is largely considered to be the nation. This is how methodological nationalism and universalism are tied up in sociological theory, excluding the universality of human rights from its consideration and pushed into the realm of normative philosophical analysis.
Furthermore, “the analysis of human rights presents a problem for sociology, in which cultural relativism and the fact-value distinction have largely destroyed the classical tradition of the natural-law basis for rights discourse” (
Given the prevalence of national assumptions that inform most conceptualizations of (citizenship) rights, a social theory of human rights beyond the national container has yet to be constructed. Bryan Turner’s pioneering work on human rights (
This relates to a central debate in political theory: the human rights versus popular sovereignty split (
In this essay we expand on Turner’s theory by suggesting a focus on, how memories of human rights abuses and failures to address them have shaped both the formation of a universal Human Rights Regime and the reconfiguration of particular identities and state practices. Our mnemonic approach provides a conceptual framework for examining the balance between universal identifications and particular identities in a global context. Rather than treating the universal and particular as mutually exclusive categories either politically or morally, we suggest that they are intricately (and inevitably) linked. Both the universal and the particular are social categories. Through the analytic prism of memories of rights abuses we provide an explanation for the salience of human rights norms as a globally available repertoire of legitimate claim making. Public negotiations about memories of failures to address past human rights abuses (e.g. legislative measures, historical revisionism, educational measures, and commemorative practices) reveal the balance of particular and universal identifications. Tracing public controversies about human rights abuses and their commemorative expressions during the last six decades, we demonstrate how this awareness about bodily frailty and its concomitant institutionalization into a Human Rights Regime is mediated by who remembers what and how memories of past abuses change. At the same time, we show how this process is continuously challenged by a set of competing values in which universal and particular memories vie for normative primacy.
Accounting for the global context and the interaction with the local (i.e. national) within which negotiations about memories are shaped nowadays, we propose a cosmopolitan methodology (
Accordingly, cosmopolitan memories refer to practices that shift attention away from the territorialized nation-state framework, which is commonly associated with the notion of collective memory (Levy and Sznaider, 2001,
Our cosmopolitan methodology approaches the notion of an international convergence of rights policies and universalization with some reservations. For one, it is important to distinguish our cosmopolitan approach from the strong international impulses that contributed to the original institutional manifestations of human rights at the end of the 19th century. Lasting until the beginning of World War II, this period witnessed a significant growth in international organizations and laws dedicated to human rights. It should be pointed out, though, that this internationalist era was primarily geared toward the consolidation of nation-state sovereignty. In contrast, the cosmopolitanization of the last two decades indicates a re-casting of the state-society-nation relationship. While the “old internationalism” regulated the relations between nation-states and sanctified their particularism, the “new cosmopolitanism” challenges the primacy of the nation and emphasizes the universal foundations of global interdependencies.
Our mnemographic approach serves as another corrective to expectations of convergence. Structural similarities do not necessarily determine the meanings attached to human rights norms in particular national contexts. As we have pointed out above, cosmopolitan memories co-exist with memories of communal losses and traumata. In our discussion section below, we show how reactions against the very universality of human rights have become an important feature of how particular identities are being negotiated. Thus, rather than treating national sentiments and other expressions of particular identification as anachronistic, we show how they are addressed in a new context of global interdependencies and related “clashes of memories”. Collectivities remember their vulnerabilities in different ways, diachronically but also cross-culturally. In light of such dis-simultaneities, antagonisms persist and depending on resulting threats and fears, they cannot be reconciled with recourse to rationality or universality. In short, a plurality of memories about human frailty and accompanying rights are constitutive for the political and cultural salience of human rights. And a theory of human rights must reckon with these plural and sometimes fragmented memories. Such a theory is not only about convergence and universalism, but also about differences expressed in communal memories and continuing antagonisms. However, in contrast to the first half of the 20th century and until the dissolution of the bi-polar world, these tensions and the accompanying clashes of memories now unfold on the background of a cosmopolitan ideal that, while most prominent in Europe, has become a global norm against which particularism is articulated.
Cosmopolitan memories then shape the balance between universal and particular rights discourses in the context of numerous processes: One refers to the political will of states to engage with memories of rights abuses and the extent to which it is becoming a prerequisite for their legitimate standing in the international community and increasingly also a domestic source of legitimacy. Operating with neo-institutionalist assumptions, the world society approach demonstrates how global norms become internalized and assume modular capacities, circumscribing the activities of national policy makers (
As we will illustrate in our final discussion section, this tenuous relationship is often the result of political contingencies. However, we argue, that this tension is not merely epiphenomenal, but integral to how memories of human rights operate. The salience of universal (human) or particular (national) rights is mediated by, among other things, the extent to which memories of past human rights abuses are transmitted as concrete or abstract forms, the latter proliferating with the cosmopolitanization of memories. Human rights matter only to the extent that their universality is recognized. This recognition, in turn, is predicated on a process of de-contextualization by which memories of concrete (particular) atrocities are transformed into abstract (universal) violations of humanity. Without this de-contextualization it is difficult to re-contextualize memories of human rights as abstract categories and thus ensure their recognition as universal lessons for humanity.
Moreover, this process of abstraction does little to change the fact that communities carry different memories of the past, based largely on the extent to which memories of past abuses are a concrete part of shared experiences or whether they are lacking the kind of proximity that allow them to become abstract principles. Accordingly, the strength of human rights principles in a given national context is the product of the tenuous balance of particular (concrete) and universal (de-contextualized) memories. The latter are in essence a form of forgetting. The relationship of memory and forgetting has received significant attention in literature (
The distinction between memory and remembrance then is not incidental. Nor can it be reduced to the so-called instrumentalization of memories. Memory vacillating between the concrete and the abstract, and the implied de-contextualization, can be related to three dimensions. It inheres in the course of action that gives memories their ritualistic strength. Ritualization depends on mediation, which by definition requires a certain form of abstraction. Considering the various media through which memories of past human abuses are communicated, we consider this to be a process of mediated forgetting. Failure to remember is also implied insofar as proximity to that which is remembered will shape the relative political-cultural significance it carries for a community. Put differently, the universality of human rights necessitates a certain distance from the actual events that are being remembered.
Lastly, the immanence of this dynamic is not just the product of historical and geographic proximity, but also the result of temporal distance to the events that are being remembered. This temporal distance is captured in Jan Assmann’s distinction between communicative and cultural memory (
This nexus of time changes and the need for representational mechanisms is also acknowledged in the work of the French sociologist Maurice Halbwachs, a foundational figure in the field of collective memory studies.
One way of looking at this phenomenon empirically is to focus on the de-contextualization of memories of human rights abuses, which functions as a prerequisite for the spread of human rights as a universally recognized idiom. The de-contextualization of particular memories of human rights abuses and their universal re-appropriation can be addressed by distinguishing between “who” is remembering and “what” is remembered. Moreover, cosmopolitan memories of human rights abuses are circumscribed by the historical occurrence of a forgiveness narrative that has further contributed to the shift from memory to remembrance and a corresponding transition from concrete individual to more abstract collective dimensions. Memories of human rights violations have become a subject of public negotiations and subjected to the imperatives of forgiveness and reconciliation.
We would like to briefly illustrate these dynamics by looking at how changing memories of the Holocaust have played a seminal role for the emergence of a human rights discourse. Elsewhere we have focused on the historical dimensions of this process (Levy and Sznaider, 2004,
Paradoxically, this process of de-contextualization has its origins in a setting that was actually the first opportunity to offer detailed insights into the murderous details of the German extermination machine, namely the War Crime Tribunals of the Allied Forces against former Nazis. Together with the UN Conventions of Human Rights and Genocide at the end of the 1940s, they sat the stage for rendering a particular historical event into a universal code (
It is against a background of particular national narratives and the normative universal imperative of reconciliation as response to human rights violations, that the dualism between victim and perpetrator memories is organized and ultimately fades. The vanishing of concrete personal memories is accelerated through the Americanization of Holocaust representations.
This abstraction is also the prerequisite for its legal inscription into a principal conception of International Law. Tensions between individuality and collectivity are mirrored in the emerging legislative language of international law, especially pertaining to crimes against humanity (
At this point, the Holocaust has been reconfigured as a de-contextualized event. Memories of the Holocaust shape the articulation of a new rights culture. Once this new rights culture is in place, it no longer needs to rely on its original articulation (in this case the memory of the Holocaust) but it assumes strong normative powers. Holocaust memory and the new rights culture are, in other words, mutually constitutive. To be sure, this is not by necessity but is the result of particular historical conjunctures (the end of the Cold War, the Balkan wars of the 1990s, as well as the repeated failures of this new Human Rights Regime to prevent acts of ethnic cleansing and genocide). The term Holocaust has passed from an abstract universal, to a set of very particularistic and/or national meanings, back to what we have elsewhere referred to as cosmopolitan memories. The Holocaust is now a concept that has been dislocated from space and time precisely because it can be used to dramatize any act of injustice, racism, or crime perpetrated anywhere on the planet.
If the early 1990s gave rise to a surge in both the institutionalization of a Human Rights Regime and academic attention to it, by the end of the millennium, and even more so after September 11, 2001, human rights were perceived to be in a crisis (
Given the immanent tension between the absolute and unconditional demands of human rights principles and the conditionality of politics, human rights activists, lawyers and others perceive them as an absolutist framework whose principles admit no compromise. At the same time, it provides a set of standards against which all governments can be measured. It is precisely the prominence of human rights as a legitimating principle and the recognition that states frequently do not meet its requirements, that challenges the ongoing debate between so-called realists and idealists among International Relations scholars. As adherence (or lack thereof) to the Human Rights Regime confers legitimacy on states (or reduces it), politics and human rights seem less at odds then the realist-idealist divide would suggest. Conversely, the absolute nature of human rights too can (and is) subjected to compromise and adjustments depending on particular political requirements.
A prominent example for how human rights and politics are balanced emerges in the context of transitional justice. Here the question shifts from a quest for absolute justice to one in which states look for the best outcome possible at a given time and in light of available resources. With “best” being measured against the alternatives, and not in terms of how far they fall short of an absolute human rights conception. Here the unconditional nature of human rights is weighed against the requirement to provide peace and stability. This could be one of the fundamental reasons why successor governments and bureaucracies are usually relying on some continuity and pre-existing elements. This last group must by definition be small or the operation cannot possibly be accomplished in a limited period of time. Thus, at times, amnesties appear as the right political choice. Looking again at one of the defining examples, the de facto amnesty granted to Nazi officials after the war cannot possibly be squared with the demands of justice, and of course, always looms in the background of such processes. Again, this needs to be decided case by case. Adam Michnik and his fellow activists, who engendered the transformation in Poland, operated with the slogan “Amnesty Yes. Amnesia No” (
Ultimately we see how human rights principles can be subjected to particular requirements. Judging by the multitude of experiences in different parts of the world, global discourse about forgiveness and human rights does not seem to be based on an absolute universalistic ethic. It is the product of negotiations with the respective other. Rwanda is a case in point. It shows that even an internationally established tribunal, such as the International Criminal Tribunal for Rwanda, recognizes the need to adjust to local jurisprudence, as is evidenced in recognizing the decision of the Rwandan’s government to work together with civil society on the implementation of the informal “gacaca” courts. In other words, it is not a universal morality, but instead we are witnesses to a global genesis of conditions of forgiveness that are shaped through the dialogue with the local. It is, often times, an ad-hoc conception of justice that incorporates a globalized human rights culture into respective local and particular negotiations.
A social theory of human rights, therefore, has to take into account the problem of the right mixture between what Max Weber called “Verantwortungsethik” (ethics of responsibility) and “Gesinnungsethik” (ethics of ultimate ends). Forgiveness might actually be a bridge between the two worlds of communal solidarity and universal human rights. Could it be that states after transitions will grant amnesties and forgive political criminals in the name of peace and stability? Should we allow these decisions to be overturned by an international tribunal? Here one faces the fundamental Hobbesian situation, where civil peace is often more important than morality (human rights) – where it is often the only precondition that would make real morality possible. This is fundamentally the opposite perspective to that of an absolute framework of human rights, which essentially assumes civil peace can never be endangered by its activities –that any amount of mobilization, polarization and anathematization will never bring about a complete breakdown of the state but always only purify it. The ultimate reality of the situation is the need for peace– which means the realities of power. And this is why we need flexible principles, whose essence is to find the best solution given the limits of the situation and the possibilities at any point of making things worse or not lasting. These principles are designed to lead to the best compromise. They are the right principles to guide our choices even when we are trying to reach humanitarian goals, i.e., a society in which people live better, safer, freer, less fearful lives. They are the right principles to organize our thought on such matters. Human right principles, which are designed not to compromise, may be not.
The authors appear in alphabetical order. Please direct all correspondence to Natan Sznaider (
We are, of course, aware that the relevance of Holocaust memories are highly contingent. And as much as memories of the Holocaust are an attempt to articulate a foundational European moment, they have frequently operated as a divide between Western-Europe and Stalinist experiences behind the Iron Curtain. These politics of memory are persisting in the East. We address these politics of memory in a chapter entitled “East meets West: Europe and its Others” in our book
The proliferation of personal memoirs during the last two decades does not contradict this process, since for the most part these kinds of individual memories are now read (and written) within a broader framework of reconciliation. Especially retroactive accounts tend to share narrative patterns with their counterparts in popular media.